Becoming an Appointed Representative gives you the flexibility to shape your business in a way that suits you, while we provide the oversight required under FCA regulation. Whether you want full administration and technical support or prefer to run your own practice independently, we’ll give you the structure and guidance to operate with confidence.
Talk to us today →
We provide the regulatory framework that keeps your business aligned with FCA requirements. From reporting and monitoring to file checks and record-keeping, you can rely on our oversight so you can focus on building relationships with clients.
Some appointed representatives choose our administration and technical support to lighten their workload and focus purely on client advice. Others prefer to run their own practice day-to-day while using us for regulatory cover. Whichever model you choose, you’ll have the backing of a trusted principal firm.
You’ll have access to advice, resources, and training to help you stay up to date with changes in regulation and best practice. We’ll be on hand when needed, while giving you the space to run your business your way.
Our systems are available to streamline your administration and reporting if you choose to use them, or you can operate your own processes with our oversight. Either way, you’ll have the assurance that compliance is always in place.
The freedom to run your practice, with the backing of our expertise.
To discuss becoming an Appointed Representative, contact us for a confidential conversation.
Request An Appointment →
Note: This page is for information purposes only and should not be considered as financial advice. Always consult an Independent Financial Adviser for personalised financial advice tailored to your individual circumstances.